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Detailed Report
Michael C Anderson
MICHAEL C ANDERSON, MIKE ANDERSON, Michael Anderson
CRD#: 5085324
IA
Investment Adviser
B
Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Pasadena, CA
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Pasadena, CA
Registration History
200620082010201220142016201820202022202420262 FIRMS2016 - 2016 (<1 year)2 FIRMS2017 - 2021 (4 years)2 FIRMS2021 - Present (3 years)BSCOTTRADE, INC. (CRD# 8206)2013 - 2016 (2 years)BRBS SECURITIES INC. (CRD# 11707)2012 - 2013 (<1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2011 - 2012 (1 year)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2010 - 2011 (<1 year)BGOLDMAN, SACHS & CO. (CRD# 361)2007 - 2009 (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2006 - 2007 (1 year)
License(s)

State Registrations

B
Arizona 10/14/2021
B
Nevada 2/18/2025
B
California 10/14/2021
B
New Mexico 2/18/2025
IA
California 10/14/2021
B
Utah 2/18/2025
B
Hawaii 2/18/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
Pasadena, CA
Registered with this firm since 10/14/2021
IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
Pasadena, CA
Registered with this firm since 10/14/2021
Previous Registration(s)
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IA
 04/26/2017 - 10/08/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GLENDALE, CA
B
 04/26/2017 - 10/08/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GLENDALE, CA
IA
 08/02/2016 - 09/30/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) SALT LAKE CITY, UT
B
 03/22/2016 - 09/30/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) SALT LAKE CITY, UT
B
 06/03/2013 - 03/11/2016 SCOTTRADE, INC. (CRD#:8206) SALT LAKE CITY, UT
B
 09/28/2012 - 01/31/2013 RBS SECURITIES INC. (CRD#:11707) STAMFORD, CT
B
 01/03/2011 - 08/21/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) SALT LAKE CITY, UT
B
 12/02/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SALT LAKE CITY, UT
B
 04/05/2007 - 03/17/2009 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
B
 03/27/2006 - 04/04/2007 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SALT LAKE CITY, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.