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AMY NICOLE HOCHFELSEN
CRD#: 5085198
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 500 BI COUNTY BLVD
STE 465
FARMINGDALE, NY 11735
CETERA ADVISOR NETWORKS LLCCRD#: 13572 500 BI COUNTY BLVD
STE 465
FARMINGDALE, NY 11735
Registration History
20062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - Present (11 years)BTOWER SQUARE SECURITIES, INC. (CRD# 833)2006 - 2013 (7 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)
License(s)

State Registrations

B
Arizona 3/27/2023

B
New Jersey 9/3/2013

B
California 12/23/2013

B
New York 9/3/2013

B
Connecticut 8/2/2018

IA
New York 6/29/2023

B
Florida 6/6/2019

B
Vermont 10/2/2023

B
Massachusetts 7/17/2014

B
Virginia 11/21/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
500 BI COUNTY BLVD STE 465, FARMINGDALE, NY 11735
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
500 BI COUNTY BLVD STE 465, FARMINGDALE, NY 11735
Registered with this firm since 9/3/2013

Previous Registration(s)
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IA
03/31/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) PLAINVIEW, NY
B
05/16/2006 - 09/03/2013 TOWER SQUARE SECURITIES, INC. (CRD#:833) PLAINVIEW, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.