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Thomas C Cleary
THOMAS CONRAD CLEARLY, THOMAS CONRAD CLEARY, TOM CLEARY
CRD#: 5084960
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 Capitol Mall
Sacramento, CA 95814
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (<1 year)2 FIRMS2011 - Present (13 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2007 - 2009 (2 years)
License(s)

State Registrations

B
California 10/10/2011

IA
Texas 10/24/2011

IA
California 11/18/2011

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 Capitol Mall, Sacramento, CA 95814
Registered with this firm since 10/24/2011

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 Capitol Mall, Sacramento, CA 95814
Registered with this firm since 10/10/2011

Previous Registration(s)
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B
04/20/2007 - 10/12/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) WALNUT CREEK, CA
IA
07/14/2006 - 02/21/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ROSEVILLE, CA
B
05/19/2006 - 02/21/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ROSEVILLE, CA
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B
Broker
IA
Investment Adviser
Disclosures
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