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JAMES M BOPP
J. MATTHEW BOPP, JAMES BOPP
CRD#: 5084843
IA
B
MORGAN STANLEYCRD#: 149777 1478 Stone Point Drive
Suite 500
Roseville, CA 95661
Suite 500
Roseville, CA 95661
0
Disclosures
18
Years of Experience
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State Registrations
B
Alabama 8/8/2023
B
Nevada 2/24/2014
B
Alaska 4/17/2024
B
New Hampshire 5/26/2023
B
Arizona 1/7/2014
B
New Mexico 10/10/2024
B
California 10/19/2012
B
New York 4/3/2014
IA
California 10/25/2012
B
North Carolina 9/5/2019
B
Colorado 1/13/2014
B
Ohio 8/30/2023
B
Delaware 4/2/2020
B
Oklahoma 1/4/2022
B
Florida 1/13/2014
B
Oregon 1/13/2014
B
Georgia 2/3/2016
B
Pennsylvania 1/31/2020
B
Hawaii 1/24/2014
B
South Carolina 1/9/2019
B
Idaho 10/15/2019
B
Tennessee 3/29/2022
B
Maryland 7/8/2021
B
Texas 1/21/2014
B
Massachusetts 6/6/2019
IA
Texas 3/3/2020
B
Michigan 3/17/2020
B
Utah 10/14/2021
B
Minnesota 8/25/2014
B
Virginia 7/25/2017
B
Missouri 1/15/2020
B
Washington 2/3/2015
B
Montana 7/7/2020
B
Wyoming 2/11/2014
B
Nebraska 7/18/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/25/2012
B
Registered with this firm since 10/19/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/01/2012 - 10/22/2012 | ROSEVILLE, CA | |
B | 10/01/2012 - 10/22/2012 | ROSEVILLE, CA | |
IA | 05/14/2009 - 10/01/2012 | ROSEVILLE, CA | |
B | 05/14/2009 - 10/01/2012 | ROSEVILLE, CA | |
IA | 04/07/2006 - 12/22/2008 | SACRAMENTO, CA | |
B | 03/29/2006 - 12/22/2008 | SACRAMENTO, CA |
SACRAMENTO, CA
04/07/2006 - 12/22/2008
SACRAMENTO, CA
03/29/2006 - 12/22/2008
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.