Individual Firm
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MARSHALL J DODGE
MARSHALL JEWEL DODGE
CRD#: 5084627
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 160 GOULD STREET
SUITE 310
NEEDHAM, MA 02494
SUITE 310
NEEDHAM, MA 02494
0
Disclosures
18
Years of Experience
View By:
State Registrations
B
Arizona 10/2/2024
B
Montana 2/10/2022
IA
Arizona 10/16/2024
B
New Hampshire 2/19/2019
B
California 2/4/2019
IA
New Hampshire 10/23/2019
IA
California 8/10/2021
B
New Mexico 3/2/2023
B
Colorado 2/17/2022
B
New York 3/23/2021
IA
Colorado 4/7/2023
IA
New York 3/31/2022
B
Connecticut 5/21/2020
B
North Carolina 9/4/2019
IA
Connecticut 3/18/2021
IA
North Carolina 9/4/2019
B
Delaware 6/8/2023
B
Ohio 10/4/2021
IA
Delaware 6/9/2023
IA
Ohio 5/9/2024
B
Florida 1/11/2019
B
Pennsylvania 4/2/2020
IA
Florida 6/2/2023
IA
Pennsylvania 4/2/2020
B
Georgia 7/3/2024
B
Rhode Island 2/25/2021
IA
Georgia 7/5/2024
IA
Rhode Island 3/18/2021
B
Iowa 6/4/2024
B
Texas 4/23/2021
IA
Iowa 6/7/2024
IA
Texas 4/23/2021
B
Maine 3/30/2020
B
Vermont 2/8/2019
B
Maryland 2/9/2021
IA
Vermont 3/22/2019
IA
Maryland 2/12/2021
B
Virginia 4/23/2021
B
Massachusetts 8/8/2018
IA
Virginia 4/27/2021
IA
Massachusetts 1/8/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 1/8/2019
B
Registered with this firm since 8/8/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/05/2009 - 07/16/2018 | BOSTON, MA | |
B | 10/24/2006 - 02/12/2009 | BOSTON, MA | |
B | 02/09/2006 - 08/03/2006 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.