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Detailed Report
TERRY A LAMN
TERRY LAM, T. LAMMERT, TERRY A LAMMERT, TERRY LAMMERT
CRD#: 5084194
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Investment Adviser
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Previous Broker
STONEMARK WEALTH MANAGEMENTCRD#: 158413 201 S. LAKE AVENUE
SUITE 509
PASADENA, CA 91101
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2006 (<1 year)2 FIRMS2007 - 2011 (4 years)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2022 - 2024 (2 years)IASTONEMARK WEALTH MANAGEMENT (CRD# 158413)2024 - Present (<1 year)BTD AMERITRADE, INC. (CRD# 7870)2011 - 2024 (12 years)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2011 - 2023 (11 years)IATD AMERITRADE, INC. (CRD# 7870)2011 - 2022 (10 years)
Disclosure(s)
View By:
8/25/2011
Employment Separation After Allegations
8/25/2011
Employment Separation After Allegations
License(s)

State Registrations

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California 8/8/2024
Current Registration(s)
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STONEMARK WEALTH MANAGEMENT (CRD#:158413)
201 S. LAKE AVENUE SUITE 509, PASADENA, CA 91101
Registered with this firm since 8/8/2024
Previous Registration(s)
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 01/26/2022 - 07/02/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) Pasadena, CA
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 01/26/2022 - 07/02/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) Pasadena, CA
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 12/13/2011 - 05/11/2024 TD AMERITRADE, INC. (CRD#:7870) Pasadena, CA
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 12/13/2011 - 09/07/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) PASADENA, CA
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 12/13/2011 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) Pasadena, CA
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 10/24/2011 - 11/11/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DIAMOND BAR, CA
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 10/31/2011 - 11/11/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DIAMOND BAR, CA
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 12/05/2007 - 09/23/2011 STRATEGIC ADVISERS, INC. (CRD#:104555) PASADENA, CA
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 01/03/2007 - 09/23/2011 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) PASADENA, CA
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 03/13/2006 - 12/13/2006 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) CITY OF INDUSTRY, CA
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 03/02/2006 - 12/13/2006 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) CITY OF INDUSTRY, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.