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NICHOLAS JOEL ENGEL
NICK ENGEL
CRD#: 5083908
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 13220 CALIFORNIA ST STE 2
4TH FLOOR
OMAHA, NE 68154
Registration History
200620082010201220142016201820202022202420262 FIRMS2015 - 2017 (1 year)2 FIRMS2017 - 2023 (6 years)2 FIRMS2023 - Present (1 year)BTD AMERITRADE, INC. (CRD# 7870)2014 - 2015 (1 year)BTD AMERITRADE CLEARING, INC. (CRD# 5633)2009 - 2014 (4 years)BTD AMERITRADE, INC. (CRD# 7870)2011 - 2013 (2 years)BTD AMERITRADE, INC. (CRD# 7870)2006 - 2009 (2 years)
License(s)

State Registrations

B
California 7/19/2023

B
South Dakota 7/19/2023

B
Iowa 7/19/2023

B
Texas 7/19/2023

IA
Iowa 7/19/2023

IA
Texas 8/2/2023

B
Nebraska 7/19/2023

IA
Virginia 7/19/2023

IA
Nebraska 7/19/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
13220 CALIFORNIA ST STE 2 4TH FLOOR, OMAHA, NE 68154
LINCOLN, NE
Registered with this firm since 7/19/2023

B
LPL FINANCIAL LLC (CRD#:6413)
13220 CALIFORNIA ST STE 2 4TH FLOOR, OMAHA, NE 68154
LINCOLN, NE
Registered with this firm since 7/19/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/30/2017 - 07/19/2023 BANCWEST INVESTMENT SERVICES, INC. (BWIS) (CRD#:29357) OMAHA, NE
B
01/20/2017 - 07/19/2023 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) OMAHA, NE
B
10/02/2015 - 01/28/2017 LPL FINANCIAL LLC (CRD#:6413) OMAHA, NE
IA
10/21/2015 - 01/12/2017 WEALTHPLAN PARTNERS (CRD#:158935) OMAHA, NE
B
02/19/2014 - 10/20/2015 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
B
06/04/2009 - 02/19/2014 TD AMERITRADE CLEARING, INC. (CRD#:5633) OMAHA, NE
B
02/07/2011 - 12/31/2013 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
B
07/31/2006 - 06/04/2009 TD AMERITRADE, INC. (CRD#:7870) BELLEVUE, NE
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.