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Detailed Report
Steven Thomas Lucas
CRD#: 5083755
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1601 Milltown Road Suite 5
Wilmington, DE 19808
Registration History
20062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2007 - Present (18 years)BEDWARD JONES (CRD# 250)2006 - Present (19 years)
Disclosure(s)
View By:
8/1/2013
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 12/22/2021
B
Nebraska 6/15/2015
B
Arizona 3/7/2008
B
New Jersey 5/18/2006
B
California 6/30/2006
B
New York 6/27/2006
B
Colorado 11/30/2022
B
North Carolina 4/9/2009
B
Delaware 5/18/2006
B
Ohio 9/26/2019
IA
Delaware 1/5/2007
B
Oregon 8/11/2023
B
Florida 7/21/2009
B
Pennsylvania 3/31/2006
B
Georgia 12/5/2023
B
Tennessee 8/10/2022
B
Kentucky 6/5/2018
B
Texas 1/17/2008
B
Maine 6/4/2021
IA
Texas 8/26/2014
B
Maryland 6/9/2006
B
Virginia 4/21/2008
B
Massachusetts 6/17/2015
B
Washington 4/27/2020
B
Missouri 4/3/2020
B
West Virginia 3/23/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1601 Milltown Road Suite 5, Wilmington, DE 19808
Registered with this firm since 1/5/2007
B
EDWARD JONES (CRD#:250)
1601 Milltown Road Suite 5, Wilmington, DE 19808
Registered with this firm since 3/14/2006
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.