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Detailed Report
Rodney William Bowerman
CRD#: 5083504
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 108 E TENNESSEE ST
FLORENCE, AL 35630-0000
Registration History
200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (1 year)2 FIRMS2012 - 2016 (3 years)2 FIRMS2016 - Present (8 years)BBBVA COMPASS INVESTMENT SOLUTI... (CRD# 17086)2009 - 2012 (3 years)BEDWARD JONES (CRD# 250)2006 - 2007 (1 year)IABBVA WEALTH SOLUTIONS INC. (CRD# 110476)2010 - 2012 (1 year)IAST JOHNS WEALTH MANAGEMENT (CRD# 105564)2010 - 2010 (<1 year)IABBVA COMPASS INVESTMENT SOLUTI... (CRD# 17086)2009 - 2010 (<1 year)IAEDWARD JONES (CRD# 250)2007 - 2007 (<1 year)
License(s)

State Registrations

B
Alabama 3/22/2016
B
Mississippi 3/22/2016
IA
Alabama 4/8/2016
B
New York 2/20/2019
B
Alaska 9/13/2016
B
South Carolina 3/22/2016
B
California 3/22/2016
B
Tennessee 3/22/2016
B
Colorado 3/22/2016
B
Texas 3/22/2016
B
Connecticut 8/12/2019
IA
Texas 12/4/2018
B
Florida 3/22/2016
B
Virginia 3/22/2016
B
Georgia 3/22/2016
B
Wisconsin 5/17/2022
B
Louisiana 3/22/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
108 E TENNESSEE ST, FLORENCE, AL 35630-0000
Registered with this firm since 4/8/2016
B
EDWARD JONES (CRD#:250)
108 E TENNESSEE ST, FLORENCE, AL 35630-0000
Registered with this firm since 3/22/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/15/2012 - 04/08/2016 MORGAN STANLEY (CRD#:149777) FLORENCE, AL
B
 08/15/2012 - 04/08/2016 MORGAN STANLEY (CRD#:149777) FLORENCE, AL
IA
 10/15/2010 - 09/18/2012 BBVA WEALTH SOLUTIONS INC. (CRD#:110476) HOUSTON, TX
B
 08/26/2009 - 08/16/2012 BBVA COMPASS INVESTMENT SOLUTIONS, INC (CRD#:17086) MUSCLE SHOALS, AL
IA
 04/07/2010 - 10/15/2010 ST JOHNS WEALTH MANAGEMENT (CRD#:105564) MUSCLE SHOALS, AL
IA
 08/26/2009 - 03/17/2010 BBVA COMPASS INVESTMENT SOLUTIONS, INC. (CRD#:17086) MUSCLE SHOALS, AL
IA
 11/29/2007 - 08/07/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) MUSCLE SHOALS, AL
B
 11/29/2007 - 08/07/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) MUSCLE SHOALS, AL
IA
 07/03/2007 - 10/04/2007 EDWARD JONES (CRD#:250) HAMPTON COVE, AL
B
 03/14/2006 - 10/04/2007 EDWARD JONES (CRD#:250) HAMPTON COVE, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.