Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Clark Lichty
CLARK RANDALL LICHTY
CRD#: 5082017
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 939 W NORTH AVE SUITE 720
CHICAGO, IL 60642
Registration History
200620082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)IAHONKAMP KRUEGER FINANCIAL SERV... (CRD# 106237)2006 - 2007 (1 year)
License(s)

State Registrations

B
Arizona 11/16/2017
B
Missouri 8/10/2018
B
California 11/6/2017
B
New Jersey 5/22/2023
B
Colorado 5/25/2023
B
New York 11/6/2017
B
Florida 11/6/2017
B
North Carolina 5/5/2021
B
Georgia 1/16/2018
B
Ohio 12/19/2017
B
Illinois 8/28/2017
B
Pennsylvania 5/22/2023
IA
Illinois 8/28/2017
B
South Carolina 4/20/2020
B
Indiana 1/12/2018
B
Tennessee 11/1/2022
B
Iowa 11/6/2017
B
Texas 12/6/2017
B
Louisiana 6/27/2022
IA
Texas 1/4/2019
B
Maryland 5/22/2023
B
Virginia 8/24/2020
B
Massachusetts 7/1/2024
B
Washington 4/7/2021
B
Michigan 1/9/2018
B
Wisconsin 11/6/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
939 W NORTH AVE SUITE 720, CHICAGO, IL 60642
Registered with this firm since 8/28/2017
B
EDWARD JONES (CRD#:250)
939 W NORTH AVE SUITE 720, CHICAGO, IL 60642
Registered with this firm since 8/8/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/05/2006 - 10/09/2007 HONKAMP KRUEGER FINANCIAL SERVICES INC (CRD#:106237) DUBUQUE, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.