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GREGORY REED GILES
GREG GILES
CRD#: 5081420
IA
B
TCFG INVESTMENT ADVISORS, LLCCRD#: 166606 Irvine, CA
TCFG WEALTH MANAGEMENT, LLCCRD#: 164153 Irvine, CA
0
Disclosures
14
Years of Experience
View By:
State Registrations
IA
Arizona 6/21/2021
B
Texas 5/14/2021
IA
California 4/18/2016
B
Utah 4/19/2016
B
California 4/19/2016
IA
Utah 1/2/2020
IA
Nevada 12/4/2023
B
Virginia 6/18/2020
SRO Registrations
B
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B
IA
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/13/2013 - 04/25/2016 | IRVINE, CA | |
B | 05/05/2010 - 04/25/2016 | IRVINE, CA | |
IA | 04/29/2011 - 11/12/2012 | IRVINE, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.