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GRACE BRENNAN KILPATRICK
Grace Torres Kilpatrick, Grace Brennan Torres Kilpatrick
CRD#: 5080155
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 TEN GOVERNOR
5075 SHOREHAM PL, SUITE 260
SAN DIEGO, CA 92122
5075 SHOREHAM PL, SUITE 260
SAN DIEGO, CA 92122
CETERA ADVISOR NETWORKS LLCCRD#: 13572 TEN GOVERNOR
5075 SHOREHAM PL, SUITE 260
San Diego, CA 92122
5075 SHOREHAM PL, SUITE 260
San Diego, CA 92122
0
Disclosures
14
Years of Experience
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State Registrations
B
California 8/10/2023
B
New York 10/29/2024
IA
California 8/10/2023
B
North Carolina 10/29/2024
B
New Jersey 2/14/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 8/10/2023
B
Registered with this firm since 8/10/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/06/2023 - 08/10/2023 | San Diego, CA | |
B | 12/22/2022 - 08/10/2023 | San Diego, CA | |
IA | 09/21/2011 - 12/20/2022 | LA JOLLA, CA | |
B | 09/20/2011 - 12/20/2022 | LA JOLLA, CA | |
IA | 02/23/2011 - 09/19/2011 | SAN DIEGO, CA | |
B | 10/29/2010 - 09/19/2011 | SAN DIEGO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.