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AIMEE ANNE TOTH
AIMEE ANNE TOTH MS.
CRD#: 5079628
IA
B
INVICTA ADVISORS LLCCRD#: 298868 527 CEDAR WAY
SUITE 101
OAKMONT, PA 15139
SUITE 101
OAKMONT, PA 15139
INVICTA CAPITAL LLCCRD#: 288101 527 CEDAR WAY
SUITE 101
OAKMONT, PA 15139
SUITE 101
OAKMONT, PA 15139
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6/2/2017
Customer Dispute
Settled
State Registrations
B
Colorado 2/3/2022
IA
Pennsylvania 10/19/2018
B
Pennsylvania 9/7/2018
SRO Registrations
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 10/19/2018
B
Registered with this firm since 3/20/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/20/2013 - 11/15/2018 | GREENSBURG, PA | |
B | 11/19/2013 - 11/15/2018 | GREENSBURG, PA | |
IA | 01/08/2008 - 10/01/2012 | PITTSBURGH, PA | |
B | 01/13/2006 - 10/01/2012 | PITTSBURGH, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.