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Detailed Report
MICHAEL STONE
MIKE STONE
CRD#: 5079106
IA
Investment Adviser
B
Broker
SUNSTONE ADVISORS, LLCCRD#: 324002 18881 VON KARMAN AVENUE
FLOOR 5, SUITE 500
IRVINE, CA 92612
FORESIDE FUND SERVICES, LLCCRD#: 46106 18881 Von Karman Ave
Ste 500
Irvine, CA 92612
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2020 (14 years)2 FIRMS2020 - 2022 (2 years)BFORESIDE FUND SERVICES, LLC (CRD# 46106)2025 - Present (<1 year)IASUNSTONE ADVISORS, LLC (CRD# 324002)2023 - Present (2 years)
License(s)

State Registrations

IA
California 1/23/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
FORESIDE FUND SERVICES, LLC (CRD#:46106)
18881 Von Karman Ave Ste 500, Irvine, CA 92612
Registered with this firm since 2/12/2025
IA
SUNSTONE ADVISORS, LLC (CRD#:324002)
18881 VON KARMAN AVENUE FLOOR 5, SUITE 500, IRVINE, CA 92612
Registered with this firm since 1/23/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/22/2020 - 03/17/2022 MORGAN STANLEY (CRD#:149777) Greenwood Village, CO
B
 01/22/2020 - 03/17/2022 MORGAN STANLEY (CRD#:149777) Greenwood Village, CO
IA
 01/23/2006 - 02/10/2020 ALLIANCEBERNSTEIN L.P. (CRD#:108477) Denver, CO
B
 01/23/2006 - 02/10/2020 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.