Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Leanne Ozaine Smith
BRANDY LEANNE OZAINE, B LEANNE OZAINE-SMITH, Brandy Ozaine OZAINE-SMITH
CRD#: 5078833
IA
Investment Adviser
B
Previous Broker
PRIVATE CLIENT SERVICES, LLCCRD#: 120222 1717 S Rustle Street
Suite 102
SPOKANE, WA 99224
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (1 year)2 FIRMS2008 - 2014 (6 years)2 FIRMS2014 - 2016 (2 years)IAPRIVATE CLIENT SERVICES, LLC (CRD# 120222)2020 - Present (4 years)IACOLUMBIA ADVISORY PARTNERS, LLC (CRD# 171616)2016 - 2020 (3 years)
Disclosure(s)
View By:
9/8/2016
Employment Separation After Allegations
License(s)

State Registrations

IA
Washington 7/17/2020
Current Registration(s)
IA
PRIVATE CLIENT SERVICES, LLC (CRD#:120222)
1717 S Rustle Street Suite 102, SPOKANE, WA 99224
Registered with this firm since 7/17/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/03/2016 - 07/15/2020 COLUMBIA ADVISORY PARTNERS, LLC (CRD#:171616) SPOKANE, WA
IA
 04/25/2014 - 10/08/2016 LPL FINANCIAL LLC (CRD#:6413) SPOKANE VALLEY, WA
B
 04/25/2014 - 10/08/2016 LPL FINANCIAL LLC (CRD#:6413) SPOKANE VALLEY, WA
IA
 10/27/2008 - 04/17/2014 MML INVESTORS SERVICES, LLC (CRD#:10409) SPOKANE, WA
B
 03/04/2008 - 04/17/2014 MML INVESTORS SERVICES, LLC (CRD#:10409) SPOKANE, WA
IA
 09/15/2006 - 12/19/2007 WADDELL & REED, INC. (CRD#:866) COEUR D'ALENE, ID
B
 07/03/2006 - 12/19/2007 WADDELL & REED, INC. (CRD#:866) COEUR D'ALENE, ID
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.