Individual Firm
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STEVEN DAVID KURLAND
STEVEN KURLAND
CRD#: 5078232
IA
B
J. W. COLE ADVISORS, INC.CRD#: 112294 2250 Lucien Way
SUITE 200
MAITLAND, FL 32751
SUITE 200
MAITLAND, FL 32751
J.W. COLE FINANCIAL, INC.CRD#: 124583 2250 Lucien Way
Suite 200
Maitland, FL 32751
Suite 200
Maitland, FL 32751
0
Disclosures
19
Years of Experience
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State Registrations
B
California 10/31/2017
B
Nevada 2/28/2020
B
Florida 10/31/2017
B
North Carolina 10/31/2017
IA
Florida 11/3/2017
B
Pennsylvania 10/31/2017
B
Georgia 10/31/2017
B
Texas 2/7/2018
B
Mississippi 7/14/2022
B
Virginia 4/13/2018
SRO Registrations
B
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IA
Registered with this firm since 11/3/2017
B
Registered with this firm since 10/31/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/19/2012 - 10/31/2017 | MAITLAND, FL | |
B | 11/19/2012 - 10/31/2017 | MAITLAND, FL | |
IA | 03/08/2007 - 11/21/2012 | ORLANDO, FL | |
B | 02/07/2006 - 11/21/2012 | ORLANDO, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.