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Chad Michael Worozaken
CRD#: 5078108
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 801 N BRAND BLVD
SUITE 1400
GLENDALE, CA 91203
NYLIFE SECURITIES LLCCRD#: 5167 MONROVIA, CA
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - 2017 (6 years)2 FIRMS2017 - Present (7 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2009 - 2010 (<1 year)
License(s)

State Registrations

B
California 2/15/2017

B
Texas 12/14/2021

IA
California 3/17/2017

IA
Texas 5/5/2022

B
Georgia 3/3/2022

B
Washington 2/23/2024

B
Illinois 11/30/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
801 N BRAND BLVD SUITE 1400, GLENDALE, CA 91203
MONROVIA, CA
Registered with this firm since 3/17/2017

B
NYLIFE SECURITIES LLC (CRD#:5167)
MONROVIA, CA
55 SOUTH LAKE AVE SUITE 200, PASADENA, CA 91101
Registered with this firm since 2/15/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/03/2011 - 01/12/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WEST COVINA, CA
B
01/03/2011 - 01/12/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WEST COVINA, CA
IA
04/20/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PASADENA, CA
B
03/09/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PASADENA, CA
B
09/09/2009 - 03/10/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) DEERFIELD, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.