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JAMES D BOSWELL
CRD#: 5077791
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 HIGHLAND VILLAGE, TX
Registration History
200620082010201220142016201820202022202420262 FIRMS2017 - Present (8 years)BHD VEST INVESTMENT SERVICES (CRD# 13686)2006 - 2016 (9 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2006 - 2006 (<1 year)IAH.D. VEST ADVISORY SERVICES, INC (CRD# 104556)2011 - 2016 (5 years)
License(s)

State Registrations

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South Carolina 1/11/2017

IA
South Carolina 1/11/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
HIGHLAND VILLAGE, TX
Registered with this firm since 1/11/2017

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LPL FINANCIAL LLC (CRD#:6413)
HIGHLAND VILLAGE, TX
Registered with this firm since 1/11/2017

Previous Registration(s)
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IA
05/12/2011 - 11/11/2016 H.D. VEST ADVISORY SERVICES, INC (CRD#:104556) IRVING, TX
B
12/06/2006 - 11/11/2016 HD VEST INVESTMENT SERVICES (CRD#:13686) Irving, TX
B
03/02/2006 - 11/13/2006 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
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B
Broker
IA
Investment Adviser
Disclosures
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