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KYLE LEE MOLES
Kyle Moles
CRD#: 5076340
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
PBIG - CHICAGO
CHICAGO, IL 60606
Registration History
200620082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2011 - 2017 (5 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2006 - 2011 (4 years)
License(s)

State Registrations

B
Alabama 8/4/2022

B
Michigan 7/17/2017

B
Arizona 7/17/2017

IA
Michigan 9/7/2021

B
California 7/17/2017

B
Minnesota 7/17/2017

B
Colorado 7/17/2017

B
Missouri 7/17/2017

B
Connecticut 7/17/2017

B
Nevada 1/2/2022

B
Florida 7/17/2017

B
New Hampshire 5/12/2022

IA
Florida 12/22/2020

B
New York 7/17/2017

B
Illinois 7/17/2017

B
North Carolina 7/17/2017

IA
Illinois 9/13/2017

B
Ohio 7/17/2017

B
Indiana 7/17/2017

B
South Carolina 10/5/2020

IA
Indiana 12/16/2020

B
Texas 7/17/2017

B
Kansas 6/14/2022

IA
Texas 8/30/2017

B
Kentucky 8/17/2022

B
Virginia 1/13/2021

B
Maine 6/17/2022

B
Wisconsin 7/17/2017

B
Massachusetts 6/14/2022

B
Wyoming 11/22/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
New Buffalo, MI
Registered with this firm since 8/30/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
New Buffalo, MI
Registered with this firm since 7/17/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/05/2011 - 07/19/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
B
09/22/2006 - 06/24/2011 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.