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Detailed Report
RODOLFO R RAKE
CRD#: 5075971
IA
Investment Adviser
B
Broker
SANCTUARY ADVISORS, LLCCRD#: 226606 1450 BRICKELL AVENUE
SUITE 2610
MIAMI, FL 33131
SANCTUARY SECURITIES, INC.CRD#: 205 1450 Brickell Ave., Ste. 2610
Miami, FL 33131
Registration History
200620082010201220142016201820202022202420262 FIRMS2021 - Present (3 years)BMORGAN STANLEY (CRD# 149777)2009 - 2021 (12 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (3 years)IAMORGAN STANLEY (CRD# 149777)2021 - 2021 (<1 year)
License(s)

State Registrations

B
California 5/19/2021
B
Nevada 2/10/2022
B
Colorado 5/19/2021
B
New Jersey 5/19/2021
B
Delaware 5/19/2021
B
New York 5/19/2021
B
Florida 5/19/2021
B
Pennsylvania 11/4/2024
IA
Florida 6/16/2021
B
Texas 5/19/2021
B
Georgia 5/19/2021
IA
Texas 5/19/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SANCTUARY ADVISORS, LLC (CRD#:226606)
1450 BRICKELL AVENUE SUITE 2610, MIAMI, FL 33131
Registered with this firm since 5/19/2021
B
SANCTUARY SECURITIES, INC. (CRD#:205)
1450 Brickell Ave., Ste. 2610, Miami, FL 33131
Registered with this firm since 5/19/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/17/2021 - 06/08/2021 MORGAN STANLEY (CRD#:149777) Miami, FL
B
 06/01/2009 - 06/08/2021 MORGAN STANLEY (CRD#:149777) Miami, FL
B
 02/03/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.