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DANIEL ALEXANDER FLORES
Daniel Flores
CRD#: 5075651
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 ONTARIO, CA
Registration History
201220142016201820202022202420262 FIRMS2016 - 2016 (<1 year)2 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2020 (2 years)2 FIRMS2020 - Present (4 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2013 - 2016 (3 years)BCANTERBURY CONSULTING INCORPORATED (CRD# 22875)2012 - 2012 (<1 year)
License(s)

State Registrations

B
Arkansas 5/1/2023

B
Massachusetts 10/26/2020

B
California 4/21/2020

B
Utah 1/9/2023

IA
California 4/21/2020

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
ONTARIO, CA
225 S. LAKE AVE STE 700, PASADENA, CA 91101
Registered with this firm since 4/21/2020

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
ONTARIO, CA
225 S. LAKE AVE STE 700, PASADENA, CA 91101
Registered with this firm since 4/21/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/15/2017 - 04/09/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) BEVERLY HILLS, CA
B
12/15/2017 - 04/09/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) BEVERLY HILLS, CA
IA
11/29/2016 - 11/30/2017 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) LOS ANGELES, CA
B
11/28/2016 - 11/30/2017 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) LOS ANGELES, CA
IA
09/26/2016 - 10/05/2016 CETERA ADVISOR NETWORKS LLC (CRD#:13572) LOS ANGELES, CA
B
08/16/2016 - 10/05/2016 CETERA ADVISOR NETWORKS LLC (CRD#:13572) LOS ANGELES, CA
B
04/10/2013 - 06/08/2016 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) LOS ANGELES, CA
B
10/03/2012 - 12/17/2012 CANTERBURY CONSULTING INCORPORATED (CRD#:22875) NEWPORT BEACH, CA
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B
Broker
IA
Investment Adviser
Disclosures
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