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TROY LANDON SMITH
CRD#: 5073760
IA
B
MOMENTUM INDEPENDENT NETWORK INC.CRD#: 17587 101 SALADO PLAZA DRIVE
SALADO, TX 76571
SALADO, TX 76571
0
Disclosures
18
Years of Experience
View By:
State Registrations
B
Alabama 7/29/2013
IA
New Mexico 6/10/2021
B
Arizona 7/29/2013
B
North Carolina 7/30/2013
B
Arkansas 7/29/2013
B
Ohio 2/11/2022
IA
Arkansas 1/28/2022
IA
Ohio 2/11/2022
B
California 7/29/2013
B
Oklahoma 7/8/2013
IA
California 6/16/2023
IA
Oklahoma 1/8/2016
B
Colorado 7/29/2013
B
Pennsylvania 7/24/2019
B
Florida 7/29/2013
IA
Pennsylvania 1/12/2023
IA
Florida 6/9/2023
B
Rhode Island 6/10/2020
B
Georgia 11/30/2022
IA
South Carolina 1/8/2020
B
Kansas 7/29/2013
B
South Carolina 8/27/2021
B
Kentucky 7/29/2013
B
South Dakota 7/29/2013
B
Michigan 12/11/2020
B
Tennessee 11/22/2022
IA
Mississippi 4/28/2022
B
Texas 2/6/2013
B
Mississippi 8/12/2022
IA
Texas 2/6/2013
B
Montana 6/22/2021
B
Virginia 7/8/2013
B
Nevada 6/10/2020
IA
Washington 3/29/2019
B
New Mexico 7/7/2020
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 2/6/2013
B
Registered with this firm since 2/6/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/12/2008 - 07/13/2012 | AUSTIN, TX | |
B | 07/03/2008 - 07/13/2012 | AUSTIN, TX | |
B | 08/05/2008 - 12/31/2008 | AUSTIN, TX | |
B | 05/16/2008 - 06/18/2008 | ADDISON, TX | |
B | 08/28/2006 - 04/24/2008 | WESTLAKE, TX | |
B | 01/01/2006 - 07/25/2006 | AUSTIN, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.