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VINCENT A MENNITI
VINCENT MENNITI
CRD#: 5073531
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 9825 Marina Blvd Ste 100
Boca Raton, FL 33428
Boca Raton, FL 33428
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
California 1/11/2021
B
Kentucky 10/13/2016
B
Connecticut 10/1/2010
B
New York 10/1/2010
B
Delaware 7/14/2014
B
North Carolina 1/14/2014
B
Florida 10/1/2010
B
Pennsylvania 6/3/2021
IA
Florida 4/15/2015
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 10/1/2010
B
Registered with this firm since 10/1/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/02/2007 - 10/07/2010 | MOHEGAN LAKE, NY | |
B | 04/13/2007 - 10/07/2010 | MOHEGAN LAKE, NY | |
B | 03/01/2006 - 04/23/2007 | MOUNT KISCO, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.