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Detailed Report
MICHAEL MIN-KAI CHEN
MIKE MIN-KAI CHEN, MIKE CHEN
CRD#: 5072637
IA
Investment Adviser
FIRST FOUNDATION ADVISORSCRD#: 106075 18101 VON KARMAN AVENUE
SUITE 700
IRVINE, CA 92612
Registration History
2017201820192020202120222023202420252026IAFIRST FOUNDATION ADVISORS (CRD# 106075)2024 - Present (1 year)IARVW WEALTH LLC (CRD# 140451)2020 - 2022 (2 years)IASUNTRUST ADVISORY SERVICES, INC. (CRD# 283390)2017 - 2019 (1 year)
License(s)

State Registrations

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California 4/18/2024
Current Registration(s)
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FIRST FOUNDATION ADVISORS (CRD#:106075)
18101 VON KARMAN AVENUE SUITE 700, IRVINE, CA 92612
Registered with this firm since 4/18/2024
Previous Registration(s)
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 05/22/2020 - 08/30/2022 RVW WEALTH LLC (CRD#:140451) LOS ANGELES, CA
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 06/27/2017 - 03/04/2019 SUNTRUST ADVISORY SERVICES, INC. (CRD#:283390) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.