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MARK K DUCKWORTH
CRD#: 5072513
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2121 North Pearl Street
Suite 500
Dallas, TX 75201
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2008 (2 years)2 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Arkansas 4/27/2021

B
New Jersey 4/27/2021

B
California 11/5/2013

B
New Mexico 2/10/2010

B
Colorado 10/3/2011

B
New York 10/15/2021

B
Connecticut 1/14/2021

B
North Carolina 7/11/2013

B
Florida 5/27/2016

B
Oklahoma 4/27/2021

B
Indiana 4/27/2021

B
Pennsylvania 4/27/2021

B
Kansas 4/12/2023

B
South Carolina 6/19/2019

B
Louisiana 4/19/2011

B
Texas 6/1/2009

B
Maryland 8/25/2016

IA
Texas 6/1/2009

B
Massachusetts 5/27/2016

B
Virginia 3/22/2019

B
Michigan 7/19/2018

B
Washington 11/8/2012

B
Nevada 7/14/2015

B
Wisconsin 3/20/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2121 North Pearl Street Suite 500, Dallas, TX 75201
Registered with this firm since 6/1/2009

B
MORGAN STANLEY (CRD#:149777)
2121 North Pearl Street Suite 500, Dallas, TX 75201
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/12/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) DALLAS, TX
B
11/12/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) DALLAS, TX
IA
02/14/2006 - 11/14/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
B
01/20/2006 - 11/14/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.