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Detailed Report
JAHIE EARLEDUARD MOORE-JOHNSON
JAHIE JOHNSON
CRD#: 5071437
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1512 EUREKA RD 3RD FL
[NE-RBO]
ROSEVILLE, CA 95661
Registration History
200620082010201220142016201820202022202420263 FIRMS2006 - 2006 (<1 year)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - Present (15 years)BWAMU INVESTMENTS, INC. (CRD# 599)2006 - 2008 (1 year)
License(s)

State Registrations

B
Arkansas 2/4/2025
B
Massachusetts 2/4/2025
IA
California 4/27/2010
B
Utah 2/4/2025
B
California 11/8/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1512 EUREKA RD 3RD FL [NE-RBO], ROSEVILLE, CA 95661
1512 EUREKA RD STE 300 [RN-RBO], ROSEVILLE, CA 95661
Registered with this firm since 4/27/2010
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1512 EUREKA RD 3RD FL [NE-RBO], ROSEVILLE, CA 95661
1512 EUREKA RD STE 300 [RN-RBO], ROSEVILLE, CA 95661
Registered with this firm since 4/23/2010
Previous Registration(s)
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IA
 06/09/2009 - 04/26/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PACIFIC PALISADES, CA
B
 06/05/2009 - 04/26/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PACIFIC PALISADES, CA
B
 12/07/2006 - 10/16/2008 WAMU INVESTMENTS, INC. (CRD#:599) LOS ANGELES, CA
IA
 12/07/2006 - 12/07/2006 WM FINANCIAL SERVICES, INC. (CRD#:599) LOS ANGELES, CA
IA
 03/21/2006 - 10/20/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) GLENDALE, CA
B
 02/01/2006 - 10/20/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) GLENDALE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.