Individual Firm
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HENRY C GODFREY
CRD#: 5070756
IA
SAFE HARBOR RETIREMENT PLANNERSCRD#: 110803 ABINGDON, MD
0
Disclosures
18
Years of Experience
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State Registrations
IA
Delaware 1/26/2022
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New Jersey 2/28/2025
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Florida 4/7/2021
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Pennsylvania 1/3/2018
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Maryland 1/12/2009
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Registered with this firm since 1/12/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/13/2006 - 01/06/2009 | BEL AIR, MD |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.