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Detailed Report
ERIC RAYMOND EATON
ERIC EATON
CRD#: 5069790
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Investment Adviser
KNIGHTS OF COLUMBUS ASSET ADVISORS LLCCRD#: 174129 One Liberty Square
10th Floor
Boston, MA 02109
Registration History
20062008201020122014201620182020202220242026IAKNIGHTS OF COLUMBUS ASSET ADVI... (CRD# 174129)2019 - Present (5 years)IABOSTON ADVISORS, LLC (CRD# 140059)2016 - 2019 (3 years)IABOSTON ADVISORS, LLC (CRD# 140059)2014 - 2014 (<1 year)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2006 - 2006 (<1 year)
License(s)

State Registrations

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Massachusetts 11/5/2019
Current Registration(s)
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KNIGHTS OF COLUMBUS ASSET ADVISORS LLC (CRD#:174129)
One Liberty Square 10th Floor, Boston, MA 02109
Registered with this firm since 11/5/2019
Previous Registration(s)
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 08/15/2016 - 10/30/2019 BOSTON ADVISORS, LLC (CRD#:140059) BOSTON, MA
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 03/10/2014 - 08/27/2014 BOSTON ADVISORS, LLC (CRD#:140059) BOSTON, MA
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 01/30/2006 - 03/14/2006 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) LOS ANGELES, CA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.