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Detailed Report
ADAM SIEGEL MARFURT
Adam Marfurt
CRD#: 5069146
IA
Investment Adviser
B
Broker
STRATEGIC ADVISERS LLCCRD#: 104555 401 N. MICHIGAN AVE
STE 100
CHICAGO, IL 60611-2200
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 401 N. MICHIGAN AVENUE STE 100
CHICAGO, IL 60611
Registration History
2010201220142016201820202022202420263 FIRMS2014 - 2022 (8 years)2 FIRMS2022 - 2022 (<1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2025 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2022 - Present (2 years)BTRADESTATION SECURITIES, INC. (CRD# 39473)2010 - 2014 (4 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2022 - 2025 (2 years)
License(s)

State Registrations

B
Illinois 8/25/2022
B
Texas 8/25/2022
IA
Illinois 3/31/2025
IA
Texas 3/31/2025
B
Massachusetts 8/25/2022
B
Utah 8/25/2022

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STRATEGIC ADVISERS LLC (CRD#:104555)
401 N. MICHIGAN AVE STE 100, CHICAGO, IL 60611-2200
HINSDALE, IL
Registered with this firm since 3/31/2025
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
401 N. MICHIGAN AVENUE STE 100, CHICAGO, IL 60611
HINSDALE, IL
Registered with this firm since 8/25/2022
Previous Registration(s)
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 09/06/2022 - 03/31/2025 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) CHICAGO, IL
IA
 01/25/2022 - 06/29/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Oak Brook, IL
IA
 03/25/2014 - 06/29/2022 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Oak Brook, IL
IA
 03/25/2014 - 06/29/2022 TD AMERITRADE, INC. (CRD#:7870) OAK BROOK, IL
B
 01/25/2022 - 06/29/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Oak Brook, IL
B
 03/20/2014 - 06/29/2022 TD AMERITRADE, INC. (CRD#:7870) OAK BROOK, IL
B
 02/10/2010 - 03/26/2014 TRADESTATION SECURITIES, INC. (CRD#:39473) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.