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ADAM SIEGEL MARFURT
Adam Marfurt
CRD#: 5069146
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 401 N. MICHIGAN AVENUE STE 100
CHICAGO, IL 60611
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 401 N. MICHIGAN AVENUE STE 100
CHICAGO, IL 60611
Registration History
2010201220142016201820202022202420263 FIRMS2014 - 2022 (8 years)2 FIRMS2022 - 2022 (<1 year)2 FIRMS2022 - Present (2 years)BTRADESTATION SECURITIES, INC. (CRD# 39473)2010 - 2014 (4 years)
License(s)

State Registrations

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Illinois 8/25/2022

B
Texas 8/25/2022

IA
Illinois 9/6/2022

IA
Texas 3/24/2023

B
Massachusetts 8/25/2022

B
Utah 8/25/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
401 N. MICHIGAN AVENUE STE 100, CHICAGO, IL 60611
Registered with this firm since 9/6/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
401 N. MICHIGAN AVENUE STE 100, CHICAGO, IL 60611
HINSDALE, IL
Registered with this firm since 8/25/2022

Previous Registration(s)
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IA
01/25/2022 - 06/29/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Oak Brook, IL
IA
03/25/2014 - 06/29/2022 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Oak Brook, IL
IA
03/25/2014 - 06/29/2022 TD AMERITRADE, INC. (CRD#:7870) OAK BROOK, IL
B
01/25/2022 - 06/29/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Oak Brook, IL
B
03/20/2014 - 06/29/2022 TD AMERITRADE, INC. (CRD#:7870) OAK BROOK, IL
B
02/10/2010 - 03/26/2014 TRADESTATION SECURITIES, INC. (CRD#:39473) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.