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MATTHEW CATRON
MATTHEW BLAKE CATRON
CRD#: 5067827
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1300 Hercules Ave Ste 205
Houston, TX 77058
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2008 (2 years)3 FIRMS2008 - 2013 (4 years)2 FIRMS2013 - 2021 (7 years)2 FIRMS2021 - Present (3 years)
Disclosure(s)
View By:
3/11/1998
Criminal
Final Disposition
License(s)

State Registrations

B
Arkansas 11/22/2022

B
Missouri 3/24/2023

B
Colorado 3/26/2021

B
Ohio 3/10/2023

B
Florida 3/26/2021

B
Oklahoma 11/30/2022

B
Georgia 3/10/2023

B
Pennsylvania 1/2/2025

B
Kansas 5/27/2021

B
Puerto Rico 6/8/2022

IA
Louisiana 5/6/2021

IA
Puerto Rico 11/17/2022

B
Louisiana 5/11/2021

B
Texas 3/26/2021

B
Massachusetts 1/22/2024

IA
Texas 3/26/2021

B
Michigan 3/10/2023

B
Virginia 11/28/2022

B
Mississippi 11/23/2022

B
West Virginia 2/13/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1300 Hercules Ave Ste 205, Houston, TX 77058
Friendswood, TX
Registered with this firm since 3/26/2021

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1300 Hercules Ave Ste 205, Houston, TX 77058
Friendswood, TX
Registered with this firm since 3/26/2021

Previous Registration(s)
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IA
12/04/2013 - 03/27/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
B
11/20/2013 - 03/27/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
IA
12/17/2008 - 11/04/2013 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) HOUSTON, TX
IA
12/17/2008 - 11/04/2013 TD AMERITRADE, INC. (CRD#:7870) HOUSTON, TX
B
12/15/2008 - 11/04/2013 TD AMERITRADE, INC. (CRD#:7870) HOUSTON, TX
IA
09/19/2006 - 12/08/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) HOUSTON, TX
B
06/16/2006 - 12/08/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.