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Detailed Report
OSWALDO GOMEZ
CRD#: 5067712
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 18400 VON KARMAN AVENUE
SUITE 400
IRVINE, CA 92612-5011
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2025 (19 years)2 FIRMS2025 - Present (<1 year)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)2006 - 2006 (<1 year)
License(s)

State Registrations

B
California 1/24/2025
B
North Carolina 1/24/2025
IA
California 1/24/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
18400 VON KARMAN AVENUE SUITE 400, IRVINE, CA 92612-5011
Registered with this firm since 1/24/2025
B
OSAIC WEALTH, INC. (CRD#:23131)
18400 VON KARMAN AVENUE SUITE 400, IRVINE, CA 92612-5011
Registered with this firm since 1/24/2025
Previous Registration(s)
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IA
 03/14/2006 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) IRVINE, CA
B
 01/16/2006 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) IRVINE, CA
B
 01/16/2006 - 05/11/2006 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.