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Denise Santoni
DENISE DEVICA GAJADHAR, DENISE GAJADHAR, DENISE GAJADHAR-MOUMENE, DENISE MOUMENE
CRD#: 5066916
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 401 E LAS OLAS BLVD
FORT LAUDERDALE, FL 33301
FORT LAUDERDALE, FL 33301
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Disclosures
16
Years of Experience
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State Registrations
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Alabama 5/2/2024
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Nevada 11/13/2024
B
Arizona 6/17/2013
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New Hampshire 6/20/2024
B
California 6/5/2013
B
New Jersey 6/5/2013
B
Colorado 6/5/2013
B
New Mexico 5/2/2024
IA
Connecticut 6/4/2013
B
New York 6/4/2013
B
Connecticut 6/5/2013
B
North Carolina 6/5/2013
B
Delaware 2/26/2019
B
Ohio 7/8/2021
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District of Columbia 1/4/2023
B
Oregon 10/31/2024
B
Florida 6/5/2013
B
Pennsylvania 6/5/2013
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Florida 12/10/2020
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Puerto Rico 10/31/2024
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Georgia 6/17/2013
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Rhode Island 6/20/2024
B
Hawaii 8/22/2024
B
South Carolina 6/5/2013
B
Illinois 6/17/2013
B
Tennessee 2/2/2021
B
Indiana 4/17/2024
B
Texas 6/5/2013
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Kansas 4/17/2024
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Texas 6/5/2013
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Louisiana 6/20/2024
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Utah 6/20/2024
B
Maine 6/20/2024
B
Vermont 1/3/2025
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Maryland 6/17/2013
B
Virginia 6/5/2013
B
Massachusetts 6/5/2013
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Washington 6/17/2013
B
Michigan 7/7/2021
B
Wisconsin 1/3/2025
B
Minnesota 1/3/2025
B
Wyoming 1/3/2025
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Missouri 2/2/2021
SRO Registrations
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IA
Registered with this firm since 6/4/2013
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Registered with this firm since 6/4/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/22/2013 - 04/25/2013 | NEW YORK, NY | |
B | 02/22/2013 - 04/25/2013 | NEW YORK, NY | |
IA | 04/06/2011 - 09/27/2012 | STAMFORD, CT | |
B | 02/17/2011 - 09/27/2012 | STAMFORD, CT | |
B | 10/01/2008 - 01/28/2011 | GREENWICH, CT | |
B | 05/30/2008 - 10/01/2008 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.