Individual Firm
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DERRICK RICHARD STANCICK
CRD#: 5066852
IA
B
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.CRD#: 106277 Gilbertsville, PA
FEDERATED SECURITIES CORP.CRD#: 5009 Gilbertsville, PA
0
Disclosures
18
Years of Experience
View By:
State Registrations
B
Connecticut 12/5/2023
B
New Jersey 12/5/2023
B
Delaware 12/5/2023
B
New York 12/5/2023
IA
Illinois 12/8/2023
IA
New York 12/6/2023
B
Maine 12/5/2023
B
Pennsylvania 12/5/2023
B
Massachusetts 12/5/2023
IA
Pennsylvania 12/5/2023
IA
Massachusetts 12/13/2023
B
Rhode Island 12/5/2023
B
New Hampshire 12/5/2023
B
Vermont 12/5/2023
SRO Registrations
B
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IA
Registered with this firm since 4/17/2024
IA
Registered with this firm since 12/13/2023
IA
B
IA
Registered with this firm since 12/5/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/23/2015 - 12/06/2023 | Gilbertsville, PA | |
B | 12/03/2012 - 12/06/2023 | Wayne, PA | |
IA | 04/09/2014 - 12/31/2014 | RADNOR, PA | |
B | 01/11/2011 - 12/03/2012 | RADNOR, PA | |
IA | 11/23/2009 - 11/30/2010 | WEST CHESTER, PA | |
B | 07/03/2006 - 11/30/2010 | WEST CHESTER, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.