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Colin Michael Cathey
COLIN M CATHEY, ROCKY MICHAEL CATHEY
CRD#: 5066790
IA
Investment Adviser
B
Broker
ARVEST WEALTH MANAGEMENTCRD#: 42057 201 NORTHEAST A STREET
BENTONVILLE, AR 72712
Registration History
20082010201220142016201820202022202420263 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - Present (5 years)BSCOTTRADE, INC. (CRD# 8206)2007 - 2018 (11 years)IASCOTTRADE INVESTMENT MANAGEMENT (CRD# 169988)2017 - 2018 (1 year)
License(s)

State Registrations

B
Arizona 3/4/2020

IA
Louisiana 12/4/2024

B
Arkansas 10/7/2019

B
Michigan 10/7/2019

IA
Arkansas 10/7/2019

B
Missouri 10/7/2019

B
California 10/7/2019

IA
Missouri 10/9/2019

B
Colorado 8/14/2023

B
North Carolina 10/7/2019

B
Florida 10/7/2019

B
Oklahoma 10/7/2019

B
Georgia 10/7/2019

IA
Oklahoma 10/8/2019

B
Idaho 10/7/2019

B
Oregon 10/7/2019

B
Illinois 11/22/2021

B
Texas 10/7/2019

B
Indiana 3/6/2020

IA
Texas 10/7/2019

B
Kansas 10/10/2022

B
Washington 10/7/2019

IA
Kansas 10/11/2022

B
Wisconsin 10/7/2019

B
Louisiana 4/12/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ARVEST WEALTH MANAGEMENT (CRD#:42057)
201 NORTHEAST A STREET, BENTONVILLE, AR 72712
Registered with this firm since 10/7/2019

B
ARVEST WEALTH MANAGEMENT (CRD#:42057)
201 NORTHEAST A STREET, BENTONVILLE, AR 72712
Registered with this firm since 10/7/2019

Previous Registration(s)
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IA
02/27/2018 - 09/11/2019 TD AMERITRADE, INC. (CRD#:7870) ROGERS, AR
IA
02/26/2018 - 09/11/2019 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) ROGERS, AR
B
02/26/2018 - 09/11/2019 TD AMERITRADE, INC. (CRD#:7870) ROGERS, AR
IA
02/16/2017 - 02/26/2018 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) SAINT LOUIS, MO
B
01/25/2007 - 02/26/2018 SCOTTRADE, INC. (CRD#:8206) ROGERS, AR
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.