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Michael Anthony Agate
MICHAEL AGATE
CRD#: 5066755
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 220 E PARK AVE
LONG BEACH, NY 11561
LONG BEACH, NY 11561
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Disclosures
19
Years of Experience
View By:
State Registrations
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Alabama 3/26/2019
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New York 5/3/2021
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Arkansas 1/11/2023
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North Carolina 10/1/2012
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California 10/1/2012
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North Carolina 4/29/2024
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Connecticut 10/1/2012
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Ohio 6/28/2024
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Delaware 6/26/2013
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Pennsylvania 10/1/2012
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Florida 10/1/2012
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Puerto Rico 3/23/2023
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Georgia 5/9/2016
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South Carolina 6/21/2016
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Maryland 10/1/2012
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Tennessee 5/16/2017
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Massachusetts 3/30/2023
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Texas 10/1/2012
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Minnesota 9/8/2022
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Texas 9/23/2013
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Nevada 5/9/2016
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Utah 12/12/2023
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New Jersey 10/1/2012
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Virginia 10/7/2014
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New Jersey 10/1/2012
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Washington 6/7/2021
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New Mexico 10/6/2023
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Wisconsin 2/15/2023
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New York 10/1/2012
SRO Registrations
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/10/2007 - 10/01/2012 | BROOKLYN, NY | |
B | 11/22/2006 - 10/01/2012 | BROOKLYN, NY | |
B | 12/21/2005 - 11/06/2006 | ALBERTSON, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.