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LISA ANNE SILVA
LISA SHIGETA
CRD#: 5065282
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 21671 GATEWAY CENTER DR
SUITE 112
DIAMOND BAR, CA 91765
Registration History
200620082010201220142016201820202022202420262 FIRMS2011 - 2020 (9 years)2 FIRMS2020 - 2024 (3 years)2 FIRMS2024 - Present (1 year)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2005 - 2011 (5 years)IAWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2006 - 2011 (4 years)
License(s)

State Registrations

B
California 1/19/2024

B
Hawaii 1/19/2024

IA
California 1/19/2024

B
Washington 1/19/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
21671 GATEWAY CENTER DR SUITE 112, DIAMOND BAR, CA 91765
Registered with this firm since 1/19/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
21671 GATEWAY CENTER DR SUITE 112, DIAMOND BAR, CA 91765
Registered with this firm since 1/19/2024

Previous Registration(s)
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IA
08/27/2020 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) DIAMOND BAR, CA
B
08/27/2020 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) DIAMOND BAR, CA
IA
04/05/2011 - 09/02/2020 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) TORRANCE, CA
B
04/04/2011 - 09/02/2020 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) TORRANCE, CA
IA
08/24/2006 - 04/06/2011 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) HUNTINGTON BEACH, CA
B
11/29/2005 - 04/06/2011 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) HUNTINGTON BEACH, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.