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Detailed Report
Vera Aguila-Roehr
VERA NERLING
CRD#: 5065047
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 355 ALHAMBRA CIR
CORAL GABLES, FL 33134
Registration History
2008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2018 - Present (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2017 - Present (7 years)BCREDIT SUISSE SECURITIES (USA) LLC (CRD# 816)2008 - 2016 (8 years)
License(s)

State Registrations

B
Arizona 1/19/2018
B
New Hampshire 4/30/2021
B
California 1/19/2018
B
New Jersey 1/19/2018
B
Colorado 1/19/2018
B
New York 1/19/2018
B
Connecticut 1/19/2018
B
North Carolina 1/19/2018
B
Delaware 1/19/2018
B
Ohio 1/19/2018
B
District of Columbia 2/2/2018
B
Oregon 1/19/2018
B
Florida 12/14/2017
B
Pennsylvania 1/19/2018
IA
Florida 4/16/2018
B
Rhode Island 6/27/2022
B
Georgia 1/19/2018
B
South Carolina 9/16/2024
B
Illinois 1/19/2018
B
Tennessee 1/19/2018
B
Indiana 1/19/2018
B
Texas 1/19/2018
B
Kentucky 1/19/2018
IA
Texas 1/22/2018
B
Louisiana 1/19/2018
B
Utah 1/19/2018
B
Maryland 1/19/2018
B
Vermont 1/19/2018
B
Massachusetts 1/19/2018
B
Virginia 1/19/2018
B
Mississippi 11/1/2022
B
Wisconsin 1/19/2018
B
Montana 1/19/2018
B
Wyoming 9/3/2019
B
Nevada 1/19/2018

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
355 ALHAMBRA CIR, CORAL GABLES, FL 33134
Registered with this firm since 1/22/2018
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
355 ALHAMBRA CIR, CORAL GABLES, FL 33134
Registered with this firm since 12/14/2017
Previous Registration(s)
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B
 04/15/2008 - 06/09/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) MIAMI, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.