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Zachary P Haggas
ZACHARY PHILIP HAGGAS, ZACHARY HAGGAS
CRD#: 5064967
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 69 STATE ST
ALBANY, NY 12207
ALBANY, NY 12207
0
Disclosures
17
Years of Experience
View By:
State Registrations
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Alaska 4/21/2021
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New York 4/19/2021
B
Arizona 1/12/2018
B
North Carolina 7/16/2013
B
California 1/8/2018
B
Ohio 6/7/2023
B
Colorado 4/28/2016
B
Oregon 4/6/2017
B
Connecticut 1/27/2012
B
Pennsylvania 7/15/2013
B
District of Columbia 6/13/2022
B
Rhode Island 9/30/2024
B
Florida 9/27/2012
B
South Carolina 8/1/2017
B
Illinois 1/5/2021
B
Tennessee 11/26/2024
B
Indiana 11/8/2016
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Texas 10/15/2013
B
Maine 9/30/2024
B
Texas 5/30/2019
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Massachusetts 1/8/2016
B
Vermont 9/30/2024
B
New Jersey 7/15/2013
B
Virginia 5/14/2018
B
New York 1/27/2012
B
Wisconsin 2/28/2023
SRO Registrations
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B
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Registered with this firm since 10/15/2013
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Registered with this firm since 1/27/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/31/2011 - 01/23/2012 | SARATOGA SPRINGS, NY | |
B | 08/15/2007 - 05/13/2010 | ALBANY, NY | |
B | 04/21/2006 - 10/11/2006 | SYRACUSE, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.