Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
NANDI PATHEFINDER
DEAN GERALD KOCI, Nandi Dean Pathefinder
CRD#: 5064515
IA
Investment Adviser
NANDI PATHEFINDER & FLOURISH FINANCIAL GROUPCRD#: 165340 2885 SANFORD AVE SW
28088
GRANDVILLE, MI 49418
Registration History
2008201020122014201620182020202220242026IANANDI PATHEFINDER & FLOURISH F... (CRD# 165340)2013 - Present (11 years)IAMY TRUSTED ADVISOR (CRD# 156717)2012 - 2012 (<1 year)IAMML INVESTORS SERVICES, LLC (CRD# 10409)2009 - 2012 (3 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2008 - 2009 (1 year)
License(s)

State Registrations

IA
California 6/18/2013
IA
Oregon 4/16/2019
Current Registration(s)
IA
NANDI PATHEFINDER & FLOURISH FINANCIAL GROUP (CRD#:165340)
2885 SANFORD AVE SW 28088, GRANDVILLE, MI 49418
Registered with this firm since 6/18/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/03/2012 - 10/03/2012 MY TRUSTED ADVISOR (CRD#:156717) SAN DIEGO, CA
IA
 02/02/2009 - 06/04/2012 MML INVESTORS SERVICES, LLC (CRD#:10409) SAN DIEGO, CA
IA
 01/31/2008 - 01/02/2009 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.