View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 05/28/2020 - 08/05/2020 | FORT MILL, SC | |
B | 05/28/2020 - 08/05/2020 | FORT MILL, SC | |
IA | 03/01/2019 - 04/13/2020 | CHARLOTTE, NC | |
B | 03/01/2019 - 04/13/2020 | CHARLOTTE, NC | |
IA | 11/28/2018 - 03/01/2019 | CHARLOTTE, NC | |
B | 10/02/2018 - 03/01/2019 | CHARLOTTE, NC | |
B | 03/08/2016 - 05/08/2018 | CHARLOTTE, NC | |
IA | 03/28/2013 - 02/04/2016 | CHARLOTTE, NC | |
B | 06/05/2007 - 02/04/2016 | CHARLOTTE, NC | |
B | 01/16/2006 - 05/30/2007 | CHARLOTTE, NC |