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DAMIAN WILLIAM LOCKHART
DAMIAN LOCKHART
CRD#: 5060365
IA
B
MORGAN STANLEYCRD#: 149777 300 East Front Street
Suite 300
Traverse City, MI 49684
Suite 300
Traverse City, MI 49684
0
Disclosures
19
Years of Experience
View By:
State Registrations
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Alabama 1/23/2023
B
Nebraska 5/8/2018
B
Alaska 4/30/2021
B
Nevada 2/15/2019
B
Arizona 2/18/2015
B
New Hampshire 6/4/2019
B
Arkansas 2/15/2019
B
New Jersey 1/23/2023
B
California 8/25/2015
B
New Mexico 2/15/2019
B
Colorado 8/19/2015
B
New York 8/25/2015
B
Connecticut 5/11/2022
B
North Carolina 2/17/2018
B
Delaware 1/23/2023
B
North Dakota 2/15/2019
B
District of Columbia 5/11/2022
B
Ohio 8/17/2015
B
Florida 2/18/2015
B
Oklahoma 1/14/2020
B
Georgia 3/29/2017
B
Oregon 5/25/2022
B
Hawaii 1/23/2023
B
Pennsylvania 2/6/2017
B
Idaho 1/23/2023
B
Puerto Rico 2/15/2019
B
Illinois 5/20/2016
B
Rhode Island 2/15/2019
B
Indiana 8/19/2015
B
South Carolina 2/15/2019
B
Iowa 1/14/2020
B
South Dakota 2/15/2019
B
Kansas 6/14/2021
B
Tennessee 1/23/2023
B
Kentucky 11/20/2019
B
Texas 8/14/2015
B
Louisiana 1/14/2020
IA
Texas 2/20/2020
B
Maine 1/23/2023
B
Utah 2/15/2019
B
Maryland 1/14/2020
B
Vermont 1/23/2023
B
Massachusetts 12/22/2016
B
Virgin Islands 1/19/2024
B
Michigan 2/18/2015
B
Virginia 3/29/2017
IA
Michigan 2/23/2015
B
Washington 8/19/2015
B
Minnesota 1/19/2017
B
West Virginia 1/23/2023
B
Mississippi 2/15/2019
B
Wisconsin 8/25/2015
B
Missouri 2/18/2015
B
Wyoming 1/16/2020
B
Montana 1/23/2023
SRO Registrations
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IA
Registered with this firm since 2/23/2015
B
Registered with this firm since 2/18/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/18/2011 - 02/23/2015 | GRAND RAPIDS, MI | |
B | 11/18/2011 - 02/23/2015 | GRAND RAPIDS, MI | |
IA | 12/03/2007 - 11/21/2011 | GRAND RAPIDS, MI | |
B | 09/24/2007 - 11/21/2011 | GRAND RAPIDS, MI | |
B | 01/01/2006 - 09/26/2007 | GRAND RAPIDS, MI |
GRAND RAPIDS, MI
12/03/2007 - 11/21/2011
GRAND RAPIDS, MI
09/24/2007 - 11/21/2011
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.