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ONE COUNT - FELONY STEALING BY DECEIT - PLEAD GUILTY
Charge Type
FELONY
Disposition
DISMISSED 8/31/94. FIVE YEARS PROBATION 5/26/89.100 HOURS OF COMMUNITY SERVICE AND PAID $40,987 IN RESTITUTION ON 8/31/94.
Broker Comment
I WOULD LIKE TO START OFF BY SAYING THAT I MADE A HUGE MISTAKE AND HERE ARE THE DETAILS. FIRST, BEFORE THIS INCIDENT I HAD NEVER BEEN CHARGED WITH A CRIMINAL OFFENSE AND I HAVE NEVER BEEN CHARGED WITH ONE SINCE BEING DISCHARED FROM THE COURT SYSTEM. IN 1982 I EXPERIENCED THE DEATH OF MY FATHER IN JUNE AND MY MOTHER IN OCTOBER. ALSO IN NOVEMBER I WAS SEPARATED FROM MY WIFE AND ONE YEAR OLD SON. I WAS NOT THINKING CLEARLY AND WAS WORN DOWN AFTER TAKING CARE OF MY MOTHER TWO YEARS BEFORE HER DEATH AND MY DAD FROM JANUARY TO JUNE. WE HAD MY MOTHER'S SOCIAL SECURITY CHECKS BEING DEPOSITED INTO A CHECKING ACCOUNT BEFORE SHE PASSED AND I NEVER TOLD THE SOCIAL SECURITY ADMINISTATION THAT SHE WAS DECEASED. AT THE TIME MY DAD PASSED I WAS TRYING TO KEEP HIS 52 YEAR OLD BUSINESS AFLOAT AND WAS MIDFUL OF THE CONSEQUENCES OF MY ACTION. IT WAS A MISTAKE THAT I MADE AND I REPENT ABOUT IT DAILY, FOR IT WA NOT HOW I WAS RAISED. I HAVE BEEN BLESSED TO BE ABLE TO REAPY ALL THE MONIES. I HAVE GONE ON TO BE PRETTY SUCCESSFUL AND TRUSTWORTHY SINCE THAT MISTAKE AS I HAVE WORKED FOR SPRINT CORPORATION AS A MARKETING MANAGER FOR (7 1/2) YEARS, CENTRAL BANK OF KANSAS CITY AS AN ASSISTANT VP OF BUSINESS DEVELOPMENT FOR (5) YEARS, AND THE LAST WO YEARS AS THE PRESIDENT/CEO OF A REAL ESTATE DEVELOPMENT FIRM CALLED THE JAZZ DISTRICT REDEVELOPMENT CORPORATION. IAM A SINGLE PARENT TO MY SON, H. DAVID WHALEN II, WHO IS A SENIOR IN COLLEGE AND KNOWS MY MISTAKE. I JUST WANT TO HELP AND EMPOWER PEOPLE TO FINANCIALLY DO BETTER IN THEIR LIVES AND I HOPE THAT I AM ALLOWED TO CONTINUE TO REDEEM MYSELF I THIS GREAT INDUSTRY.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.