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HENRY DAVID WHALEN SR.
HENRY DAVID WHALEN
CRD#: 5059927
IA
Investment Adviser
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Previous Broker
EQUITY WEALTH PARTNERS, LLCCRD#: 317224 4700 S Cedar Crest Ct
Independence, MO 64055
Registration History
199019952000200520102015202020252 FIRMS2006 - 2016 (10 years)2 FIRMS2016 - 2022 (5 years)IAEQUITY WEALTH PARTNERS, LLC (CRD# 317224)2022 - Present (3 years)
Disclosure(s)
View By:
12/20/1988
Criminal
Final Disposition
License(s)

State Registrations

IA
Missouri 1/31/2022

IA
Texas 1/3/2025

Current Registration(s)
IA
EQUITY WEALTH PARTNERS, LLC (CRD#:317224)
4700 S Cedar Crest Ct, Independence, MO 64055
Registered with this firm since 1/31/2022

Previous Registration(s)
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IA
09/20/2016 - 02/03/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) INDEPENDENCE, MO
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09/21/2016 - 02/03/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) INDEPENDENCE, MO
IA
11/16/2006 - 08/11/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) KANSAS CITY, MO
B
07/10/2006 - 08/11/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) KANSAS CITY, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.