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Detailed Report
RHIANNON R.L. HINZ
CRD#: 5059420
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 5727 SUPERIOR AVE
SHEBOYGAN, WI 53083
Registration History
200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)2013 - 2022 (8 years)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)2006 - 2012 (6 years)IACUNA BROKERAGE SERVICES, INC. (CRD# 13941)2014 - 2022 (8 years)
License(s)

State Registrations

B
California 5/18/2022
B
North Carolina 5/18/2022
B
Colorado 5/18/2022
B
Texas 5/18/2022
B
Florida 5/18/2022
B
Wisconsin 5/18/2022
B
New Mexico 5/18/2022
IA
Wisconsin 5/18/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
5727 SUPERIOR AVE, SHEBOYGAN, WI 53083
Registered with this firm since 5/18/2022
B
LPL FINANCIAL LLC (CRD#:6413)
5727 SUPERIOR AVE, SHEBOYGAN, WI 53083
Registered with this firm since 5/18/2022
Previous Registration(s)
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IA
 01/16/2014 - 05/18/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) SHEBOYGAN, WI
B
 09/24/2013 - 05/18/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) SHEBOYGAN, WI
B
 02/27/2006 - 12/04/2012 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) SHEBOYGAN, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.