Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
WILLIAM WARD HOPE III
BILL HOPE, BILLY HOPE III, BILLY HOPE, WILLIAM Ward HOPE III, WILLIAM HOPE…
CRD#: 5058188
IA
Investment Adviser
B
Broker
REDWOOD FINANCIAL NETWORKCRD#: 157834 30285 BRUCE INDUSTRIAL PARKWAY
SUITE A
SOLON, OH 44139
LPL FINANCIAL LLCCRD#: 6413 30285 BRUCE INDUSTRIAL PWY #A
SOLON, OH 44139
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2017 - Present (7 years)BPNC INVESTMENTS (CRD# 129052)2009 - 2017 (7 years)BNATCITY INVESTMENTS, INC. (CRD# 17490)2006 - 2009 (2 years)
License(s)

State Registrations

B
Ohio 10/2/2017
IA
Ohio 10/19/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
REDWOOD FINANCIAL NETWORK (CRD#:157834)
30285 BRUCE INDUSTRIAL PARKWAY SUITE A, SOLON, OH 44139
Registered with this firm since 10/19/2017
B
LPL FINANCIAL LLC (CRD#:6413)
30285 BRUCE INDUSTRIAL PWY #A, SOLON, OH 44139
Registered with this firm since 10/2/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/05/2017 - 08/25/2017 CENTURY SECURITIES ASSOCIATES INC (CRD#:28218) MENTOR, OH
B
 01/05/2017 - 08/25/2017 CENTURY SECURITIES ASSOCIATES, INC. (CRD#:28218) MENTOR, OH
B
 11/13/2009 - 01/10/2017 PNC INVESTMENTS (CRD#:129052) MENTOR, OH
B
 12/18/2006 - 11/13/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) EUCLID, OH
B
 12/16/2005 - 11/28/2006 METLIFE SECURITIES INC. (CRD#:14251) BROADVIEW HEIGHTS, OH
B
 12/16/2005 - 11/28/2006 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) BROADVIEW HEIGHTS, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.