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SCOTT B ZUCKERMAN
SCOTT ZUCKERMAN, SCOTT B ZUCKERMAN, CHFC
CRD#: 5055638
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 900 WALT WHITMAN RD SUITE 310
MELVILLE, NY 11747
Registration History
20062008201020122014201620182020202220242 FIRMS2006 - 2007 (1 year)IALPL FINANCIAL LLC (CRD# 6413)2015 - Present (9 years)BLPL FINANCIAL LLC (CRD# 6413)2013 - Present (11 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2007 - 2013 (5 years)
License(s)

State Registrations

B
Arizona 9/12/2013

B
New York 8/27/2013

B
California 5/18/2015

IA
New York 8/3/2021

B
Colorado 8/27/2013

B
North Carolina 2/2/2021

B
Connecticut 8/27/2013

B
Oregon 9/16/2015

B
Delaware 5/15/2019

B
Pennsylvania 5/18/2015

B
District of Columbia 10/17/2017

B
South Carolina 6/17/2019

B
Florida 8/27/2013

B
Tennessee 3/4/2022

IA
Florida 2/7/2022

B
Texas 5/19/2015

B
Georgia 10/23/2013

IA
Texas 5/19/2015

B
Illinois 5/19/2015

B
Utah 1/10/2024

B
Maryland 9/28/2017

B
Vermont 2/3/2016

B
Massachusetts 2/3/2016

B
Virginia 6/13/2019

B
New Hampshire 8/30/2018

B
West Virginia 5/19/2015

B
New Jersey 8/27/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
900 WALT WHITMAN RD SUITE 310, MELVILLE, NY 11747
BOCA RATON, FL
Registered with this firm since 5/19/2015

B
LPL FINANCIAL LLC (CRD#:6413)
900 WALT WHITMAN RD SUITE 310, MELVILLE, NY 11747
BOCA RATON, FL
Registered with this firm since 8/27/2013

Previous Registration(s)
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B
10/30/2007 - 09/10/2013 MML INVESTORS SERVICES, LLC (CRD#:10409) WOODMERE, NY
IA
05/24/2006 - 10/18/2007 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
04/10/2006 - 10/18/2007 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.