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DAVID SCHROLL
DAVID GERARD SCHROLL
CRD#: 5055067
IA
Investment Adviser
B
Broker
THE STRATEGIC FINANCIAL ALLIANCECRD#: 126514 2200 CENTURY PARKWAY
SUITE 500
ATLANTA, GA 30345
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2006 (<1 year)2 FIRMS2007 - 2011 (4 years)8 FIRMS2016 - 2022 (5 years)2 FIRMS2021 - 2022 (<1 year)2 FIRMS2022 - Present (2 years)BLPL FINANCIAL LLC (CRD# 6413)2015 - 2016 (1 year)BKALOS CAPITAL, INC. (CRD# 44337)2013 - 2015 (1 year)IARFG ADVISORY GROUP, LLC (CRD# 158401)2016 - 2016 (<1 year)
License(s)

State Registrations

B
Alabama 1/6/2025

B
Montana 1/9/2025

B
Alaska 1/7/2025

B
Nebraska 1/6/2025

B
Arizona 1/8/2025

B
Nevada 1/6/2025

B
Arkansas 1/7/2025

B
New Hampshire 1/7/2025

B
California 1/7/2025

B
New Jersey 1/30/2025

B
Colorado 1/6/2025

B
New Mexico 1/7/2025

B
Connecticut 1/7/2025

B
New York 1/7/2025

B
Delaware 1/21/2025

B
North Carolina 1/7/2025

B
District of Columbia 1/6/2025

B
North Dakota 1/14/2025

B
Florida 1/6/2025

B
Ohio 1/6/2025

B
Georgia 4/13/2022

B
Oklahoma 1/8/2025

IA
Georgia 4/14/2022

B
Oregon 1/11/2025

B
Hawaii 1/7/2025

B
Pennsylvania 1/7/2025

B
Idaho 1/13/2025

B
Puerto Rico 1/6/2025

B
Illinois 1/9/2025

B
Rhode Island 1/8/2025

B
Indiana 1/6/2025

B
South Carolina 1/9/2025

B
Iowa 1/9/2025

B
South Dakota 1/7/2025

B
Kansas 1/6/2025

B
Tennessee 1/7/2025

B
Kentucky 1/6/2025

B
Texas 1/7/2025

B
Louisiana 1/6/2025

B
Utah 1/8/2025

B
Maine 1/6/2025

B
Vermont 1/7/2025

B
Maryland 1/6/2025

B
Virginia 1/6/2025

B
Massachusetts 1/7/2025

B
Washington 1/6/2025

B
Michigan 1/8/2025

B
West Virginia 1/7/2025

B
Minnesota 1/6/2025

B
Wisconsin 1/7/2025

B
Mississippi 1/8/2025

B
Wyoming 1/6/2025

B
Missouri 1/7/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THE STRATEGIC FINANCIAL ALLIANCE (CRD#:126514)
2200 CENTURY PARKWAY SUITE 500, ATLANTA, GA 30345
2200 CENTURY PARKWAY SUITE 500, ATLANTA, GA 30345
Registered with this firm since 4/14/2022

B
THE STRATEGIC FINANCIAL ALLIANCE, INC. (CRD#:126514)
2200 CENTURY PARKWAY SUITE 500, ATLANTA, GA 30345
2200 CENTURY PARKWAY SUITE 500, ATLANTA, GA 30345
Registered with this firm since 4/13/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/05/2016 - 03/25/2022 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
IA
12/05/2016 - 03/25/2022 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) ATLANTA, GA
IA
12/05/2016 - 03/25/2022 SAGEPOINT FINANCIAL, INC. (CRD#:133763) ATLANTA, GA
IA
12/05/2016 - 03/25/2022 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) ATLANTA, GA
B
05/25/2021 - 03/25/2022 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
B
05/25/2021 - 03/25/2022 TRIAD ADVISORS LLC (CRD#:25803) ATLANTA, GA
B
12/01/2016 - 03/25/2022 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
12/01/2016 - 03/25/2022 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
12/01/2016 - 03/25/2022 SAGEPOINT FINANCIAL, INC. (CRD#:133763) SCOTTSDALE, AZ
B
12/01/2016 - 03/25/2022 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) OAKDALE, MN
B
05/15/2015 - 11/08/2016 LPL FINANCIAL LLC (CRD#:6413) VESTAVIA HILLS, AL
IA
02/08/2016 - 10/21/2016 RFG ADVISORY GROUP, LLC (CRD#:158401) VESTAVIA HILLS, AL
B
09/05/2013 - 04/15/2015 KALOS CAPITAL, INC. (CRD#:44337) ALPHARETTA, GA
IA
01/23/2007 - 07/18/2011 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
01/05/2007 - 07/18/2011 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
IA
02/14/2006 - 06/16/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) BIRMINGHAM, AL
B
01/24/2006 - 06/16/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) BIRMINGHAM, AL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.