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NICHOLAS L LANGER
NICK LANGER
CRD#: 5054905
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 4225 EAST TOWNE BOULEVARD
MADISON, WI 53704
MADISON, WI 53704
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Disclosures
19
Years of Experience
View By:
State Registrations
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Alabama 5/11/2015
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Massachusetts 10/10/2014
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Alaska 10/16/2014
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Michigan 10/1/2012
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Arizona 2/14/2014
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New Hampshire 9/28/2017
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Arkansas 3/13/2014
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North Carolina 7/25/2017
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California 2/9/2017
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North Dakota 11/28/2022
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Colorado 5/20/2016
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Ohio 6/14/2013
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Connecticut 7/25/2016
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Pennsylvania 4/13/2015
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Florida 10/1/2012
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South Carolina 8/14/2019
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Georgia 10/1/2012
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Tennessee 9/8/2017
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Idaho 5/12/2023
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Texas 10/1/2012
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Illinois 10/1/2012
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Texas 9/23/2013
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Indiana 3/11/2015
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Utah 5/20/2013
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Iowa 4/28/2016
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Washington 6/4/2013
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Kansas 5/23/2013
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Wisconsin 10/1/2012
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Louisiana 5/15/2015
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Wisconsin 10/1/2012
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Maryland 5/23/2023
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/02/2010 - 10/01/2012 | MADISON, WI | |
B | 11/10/2005 - 10/01/2012 | MADISON, WI |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.