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AUSTIN FREDERICK ZAUNBRECHER
AUSTIN F ZAUNBRECHER
CRD#: 5053742
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 201 Saint Charles Ave
Floor 28
New Orleans, LA 70170
Floor 28
New Orleans, LA 70170
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Disclosures
8
Years of Experience
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State Registrations
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Alabama 1/28/2022
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Nebraska 1/28/2022
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Alaska 1/28/2022
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Nevada 1/28/2022
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Arizona 1/13/2022
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New Hampshire 1/28/2022
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Arkansas 1/28/2022
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New Jersey 1/28/2022
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California 1/28/2022
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New Mexico 1/28/2022
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Colorado 1/5/2022
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New York 1/28/2022
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Connecticut 1/7/2022
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North Carolina 1/28/2022
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Delaware 1/28/2022
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North Dakota 1/28/2022
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District of Columbia 1/5/2022
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Ohio 1/28/2022
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Florida 1/5/2022
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Oklahoma 1/28/2022
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Georgia 1/28/2022
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Oregon 1/28/2022
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Hawaii 1/28/2022
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Pennsylvania 1/28/2022
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Idaho 1/7/2022
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Puerto Rico 1/5/2022
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Illinois 1/28/2022
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Rhode Island 1/28/2022
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Indiana 1/28/2022
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South Carolina 1/28/2022
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Iowa 1/28/2022
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South Dakota 1/28/2022
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Kansas 1/28/2022
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Tennessee 1/28/2022
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Kentucky 1/28/2022
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Texas 1/28/2022
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Louisiana 12/13/2021
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Texas 11/17/2022
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Louisiana 1/5/2022
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Utah 1/28/2022
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Maine 1/28/2022
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Vermont 1/28/2022
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Maryland 1/5/2022
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Virgin Islands 1/28/2022
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Massachusetts 1/28/2022
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Virginia 1/28/2022
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Michigan 1/28/2022
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Washington 1/28/2022
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Minnesota 1/28/2022
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West Virginia 1/28/2022
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Mississippi 1/28/2022
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Wisconsin 1/28/2022
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Missouri 1/28/2022
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Wyoming 1/28/2022
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Montana 1/28/2022
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 12/13/2021
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Registered with this firm since 1/5/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/12/2012 - 02/05/2014 | NEW ORLEANS, LA | |
B | 12/08/2011 - 03/26/2013 | NEW ORLEANS, LA | |
IA | 11/04/2008 - 07/19/2011 | WASHINGTON, DC | |
B | 10/06/2008 - 07/19/2011 | WASHINGTON, DC |
WASHINGTON, DC
11/04/2008 - 07/19/2011
WASHINGTON, DC
10/06/2008 - 07/19/2011
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.