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JAMES TRAVIS PAYNE
CRD#: 5053124
IA
B
NEWEDGE ADVISORSCRD#: 171351 70 Gruber Ln., Ste. 261
Saint Simons Island, GA 31522
Saint Simons Island, GA 31522
NEWEDGE SECURITIES, LLCCRD#: 10674 70 Gruber Ln., Ste. 261
Saint Simons Island, GA 31522
Saint Simons Island, GA 31522
0
Disclosures
19
Years of Experience
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State Registrations
B
Georgia 2/5/2024
B
South Carolina 2/5/2024
IA
Georgia 2/7/2024
IA
Texas 2/5/2024
SRO Registrations
B
B
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IA
Registered with this firm since 2/5/2024
B
Registered with this firm since 2/5/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/14/2007 - 02/07/2024 | SAINT SIMONS ISLAND, GA | |
B | 04/20/2007 - 02/07/2024 | SAINT SIMONS ISLAND, GA | |
IA | 02/22/2006 - 03/12/2007 | ATLANTA, GA | |
B | 01/30/2006 - 03/12/2007 | ATLANTA, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.