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Detailed Report
KIMBERLY MICHELLE BASHAM
KIM BELL, KIMBERLY M BELL, KIMBERLY MICHELLE BELL, KIM GANNON, KIMBERLY MICHELLE GANNON
CRD#: 5053086
IA
Investment Adviser
B
Broker
HUNTINGTON FINANCIAL ADVISORSCRD#: 16986 THE DREES BUILDING
211 GRANDVIEW DRIVE SUITE 203
FT. MITCHELL, KY 41017
Registration History
20062008201020122014201620182020202220242026IAHUNTINGTON FINANCIAL ADVISORS (CRD# 16986)2010 - Present (14 years)BTHE HUNTINGTON INVESTMENT COMPANY (CRD# 16986)2006 - Present (19 years)
License(s)

State Registrations

B
Colorado 1/14/2022
B
Michigan 9/27/2013
B
Florida 5/23/2012
IA
Michigan 5/15/2017
IA
Florida 2/28/2017
B
North Carolina 10/1/2020
B
Georgia 12/4/2020
B
Ohio 6/5/2008
B
Illinois 2/2/2023
IA
Ohio 10/2/2020
B
Indiana 1/21/2010
B
Pennsylvania 8/14/2012
B
Kansas 7/15/2022
B
Tennessee 7/14/2022
B
Kentucky 4/27/2006
B
Texas 1/3/2020
IA
Kentucky 4/19/2010
IA
Texas 1/3/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HUNTINGTON FINANCIAL ADVISORS (CRD#:16986)
THE DREES BUILDING 211 GRANDVIEW DRIVE SUITE 203, FT. MITCHELL, KY 41017
Registered with this firm since 4/19/2010
B
THE HUNTINGTON INVESTMENT COMPANY (CRD#:16986)
THE DREES BUILDING 211 GRANDVIEW DRIVE SUITE 203, FT. MITCHELL, KY 41017
Registered with this firm since 2/14/2006
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.